London: 0203 2904308

Compliance Solutions

Contact/Appointments

Please contact us on the following phone number with any questions, or to make an appointment:

0203 2904308

 

Extra Compliance Resources

We provide additional compliance resources to existing in-house compliance teams to support special projects, or "backfilling" for the compliance team in order that such projects can be delivered without adversely affecting day to day compliance operations. 

 Typical Projects Include: 

  • FCA ARROW Visits / Risk Mitigation Plans 
  • FCA Applications 
  • Overseas Applications 
  • Management of Audit Activity 
  • Product / Service Launches 
  • Establishment of branches etc (UK & Overseas) 
  • EEA Passporting Provisions 
  • TC4 Stress Testing 
  • Governance Reviews