Compliance Outsourcing
We provide a full outsourced compliance service to smaller insurance enterprises who do not need to hire a full time compliance officer.
- Services Typically Include:
- Production of Compliance Reports
- Compliance Monitoring
- Completion of Regulatory Returns
- Policy and Procedure reviews and updates
- Risk Register reviews and updatew
- Provision of regulatory updates
- Review of client documentation and advertising material
- Management of Terms of Business Agreements ("TOBA")
- Assistance with product / service launches
- General ad-hoc advice and assistance with regulatory and related matters
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