London: 0203 2904308

Compliance Solutions

Contact/Appointments

Please contact us on the following phone number with any questions, or to make an appointment:

 Landline: 0203 2904308

 Mobile: 0758 1289190

 

Compliance Outsourcing

We provide a full outsourced compliance service to smaller insurance enterprises who do not need to hire a full time compliance officer.

  • Services Typically Include:
  • Production of Compliance Reports
  • Compliance Monitoring
  • Completion of Regulatory Returns
  • Policy and Procedure reviews and updates
  • Risk Register reviews and updatew
  • Provision of regulatory updates
  • Review of client documentation and advertising material
  • Management of Terms of Business Agreements ("TOBA")
  • Assistance with product / service launches
  • General ad-hoc advice and assistance with regulatory and related matters

 

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